Joe Charlton is the Supervising Principal for RDK Advisors. As such, he helps representatives keep their practices compliant.
Joe likes to joke that he holds more securities licenses than a normal person should and has managed people and operations in the banking industry but mostly within the Investment field. His experience runs from securities sales to sales supervision and from client service management to advertising content supervision.
He is married and has two grandchildren. He holds an MBA from Indiana University and roots for the Hoosiers very LOUDLY!